Market Supervisory Officer

Vedi l’offerta su Go Lavoro: golavoro.it/annuncio-lavoro/78ye0o

Experteer Overview
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In this role you lead risk and supervisory activities across the organization, shaping hiring, coaching, and training for supervisory teams.
You drive improvements in supervision processes and oversee compliance initiatives and risk-focused programs.
You support branches with reviews and audit processes, and you partner with Compliance to shape policy and communications.
You serve as a point of escalation for unresolved issues and champion the use of AI to optimize workflows.
Retribuzione / Benefits
manage all hiring and personnel decisions for the supervisory team
coach the supervisory team and provide training on supervisory tools, new compliance bulletins and operational procedures
oversee review of supervision processes and drive related initiatives in sales supervision, compliance and business risk
support Branch Review and Group Internal Audit processes, visit branches,



and develop action plans for audits with failures
partner with Compliance to provide input to policy and support communication of policies
act as a point of contact for unresolved issues and facilitate escalation as required
Responsabilità
risk/supervisory management experience in a leading financial institution
Series 7, 8 (or 9/10), 66 (or *****); insurance considered a plus
proven leadership, mentoring and coaching track record
strong communication skills xlwpduy and ability to handle challenging situations
reliable, independent work style with sound judgment for escalation
ability to adapt to changing market conditions, technology, and business needs
curious about how AI can improve workflows and uphold policy, risk standards, and ethical use
Requisiti fondamentali
flexible working options when possible
disability inclusion and accommodation in recruitment process
#J-*****-Ljbffr

Vedi l’offerta su Go Lavoro: golavoro.it/annuncio-lavoro/78ye0o