Compliance Specialist

Vedi l’offerta su Go Lavoro: golavoro.it/annuncio-lavoro/7bjady

The Governance, Controls and Compliance Risk Assessment Office has two primary missions. The Office is responsible for identifying, assessing and managing compliance risk through the implementation of the Bank’s "graduated compliance model", in accordance with applicable national regulations and the Parent Company’s policies. Positioned as a second line of defense within the Bank’s internal control framework, CPLE/CTL performs regular review and testing of controls and processes related to sanctions compliance risk inherent to SG Group activities. CPLE/CTL tests global compliance with sanctions policies and procedures to assess if sanctions controls are properly designed and operating effectively to mitigate sanctions risks. Following its testing, CPLE/CTL publishes reports outlining its findings and tracks any issues or corrective actions arising from testing.
defining the annual second-level control plan
performing level 2 permanent controls in accordance with the annual plan and the applicable methodological guidelines,



covering SGSS S.p.A.’compliance governance and conflicts of interest
has obtained the relevant authorisations or acknowledgements from the Bank of Italy and which qualify as ancillary to "Securities Services"
collect, review and critically analyse information from different sources, including legal, regulatory and internal procedural documentation
support senior team members in the execution and review of second-level controls and compliance testing activities, aimed at identifying potential non-compliance issues and control weaknesses
contribute to the day-to-day operation of local CPLE governance processes
support the application of the Bank’s "graduated compliance model", in line with the role’s scope and the candidate’s level of experience and competencies
Master’s degree in Economics, Law or a related discipline, with a specific focus on Compliance, Internal Controls, Risk Management or similar fields

Language Skills
English: Italian: Good c

Vedi l’offerta su Go Lavoro: golavoro.it/annuncio-lavoro/7bjady