Junior AML & Compliance Specialist

Vedi l’offerta su Go Lavoro: golavoro.it/annuncio-lavoro/7fpg8p

ppAbout Us Rothschild Co is a leading global financial services group with seven generations of family control and a history of over 200 years at the centre of the world's financial markets. Our expertise, intellectual capital and global network enable us to provide a distinct perspective that makes a meaningful difference to our clients, communities and planet. We have 4,600 talented specialists on the ground in over 40 countries around the world, enabling us to deliver a unique global perspective across four market-leading business divisions – Global Advisory, Wealth Management, Asset Management and Five Arrows. As a family-controlled business built on relationships, we place a huge emphasis on our people and finding the right colleagues to take our business forward. Rothschild Co is committed to an inclusive and supportive environment where different perspectives are valued. We are focused on the attraction and recruitment, development and retention and progression of high calibre talent to ensure we and our clients agevolazioni from the value of difference. /ppLocation: Milan Department: Legal Compliance Contract: Full-Time | Permanent | CBA: banking, 3rd Professional Area | Base Salary Range: 36k-40k /ppWe're looking for a Junior AML Compliance Specialist to join our Compliance team, that is responsible among the other for designing and building the policies, procedures, and contractual infrastructure of our company as well as executing the 2nd level of internal controls and assessments. The role is primarily focused on supporting the local Head of Compliance in executing second line controls and delivering day to day compliance activities, collaborating closely with cross-functional colleagues. This is a hands-on opportunity for those who want to apply technical and analytical skills in a regulated and international environment. /ph3Key Responsibilities /h3ulliOversee the client onboarding process:



preparation and review of client files, conduct of due diligence investigations, and participation in client acceptance committees /liliLead periodic KYC review campaigns: definition of scope, implementation of the review framework, analysis and validation of files, and support to business teams /liliPerform second-level controls on KYC and AML/CFT frameworks and monitor remediation action plans /liliContribute to the drafting, updating, and continuous improvement of AML/CFT procedures /liliParticipate in cross-functional departmental projects (tool enhancements, process improvements, remediation initiatives) /liliContribute to internal and regulatory reporting /liliMonitor regulatory developments in AML/CFT and participate in industry working groups, with dissemination of key updates internally /liliOrganize and oversee AML/CFT training initiatives for staff /liliMiFID and ESG Compliance Review and validate marketing materials and client-facing documentation /liliSupport the launch of new investment products and services (e.g. sustainable finance, private equity offerings) /liliPerform second-level compliance controls on MiFID and ESG activities and monitor implementation of recommendations /liliContribute to the preparation of regulatory reports and Compliance Committee materials /liliParticipate in the compliance risk mapping process /liliConflicts of interest and inducements management /liliMonitor regulatory developments (MiFID, ESG, etc.)



and coordinate with Group Compliance teams /liliOversee regulatory training frameworks (ESG, life insurance, etc.) and their deployment across business lines /liliBanking regulation Review and validate pre-contractual and contractual materials and client-facing documentation (Bank of Italy transparency regulation) /liliSupport the launch of new banking products and services /liliPerform second-level compliance controls on banking activities and monitor implementation of recommendations /liliContribute to the preparation of regulatory reports and Compliance Committee materials /liliParticipate in the compliance risk mapping process /liliMonitor regulatory developments (Banking regulation, usury, dormant accounts, etc.) /liliOversee regulatory training frameworks and their deployment across business lines /liliAdvisory and Support to Business Teams Provide guidance to staff on operational compliance matters /liliAdvise on ESG and private equity-related topics /liliSupport teams on cross-border client-related issues /li /ulh3Studies Experience /h3pMaster’s degree in Law, Economics or a related discipline, with a specific focus on Compliance, Internal Controls, Risk Management or similar fields /ph3Language skills /h3pEnglish: fluent French: nice to have /ppOne reason for the long-term success of our business is the importance we place on being principled It is this belief that drives both the way we work with our clients and the way we hire, manage and develop our people – and we look for the same qualities from them in return /ppOur teams reflect the diverse needs of our clients, businesses and the markets we operate in around the world. We value, and seek to maintain, an eclectic mix of skills and backgrounds – encouraging everyone to come together to share their perspectives for the good of each other, the business and our clients /p /p #J-18808-Ljbffr

Vedi l’offerta su Go Lavoro: golavoro.it/annuncio-lavoro/7fpg8p