Compliance Officer Italy 100% (M,F,D)
Pubblicato il 18-08-2026 - Julius Bär in Milano
At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth.
Let's shape the future of wealth management together.
The role acts as a compliance advisor within the entity in connection with Italian and European financial regulations, and in particular to regulations related to insurance brokerage activities.
This includes the performance of thematic regulatory reviews and the provision of expert support in relation to regulatory changes.In addition to this, the Compliance Officer Italy (COI) collaborates with the Consolidated Supervision Team in the monitoring of the business and contribute to the performance of second-line-of-defense controls.
.
The role reports directly to the Head of Products & Services Compliance of Bank Julius Baer Europe S.A. Additionally, the COI reports to the CMLRO, supporting him for compliance/AML topics related to the Italian branch.YOUR CHALLENGEGeneral/ Compliance CultureEnsure the compliance of BJBE with applicable banking and securities laws, regulations and internal guidelines regarding financial regulation, and in particular to insurance-related rules (i.e. IDD).
Ensure excellent and evolving knowledge of all regulations, industry best practice and in-house policies and procedures
Le informazioni riportate di seguito illustrano i requisiti del ruolo, l'esperienza richiesta ai candidati e le qualifiche associate.
Relationship with Regulators and AuthoritiesSupport the CMLRO and Head of Products & Services Compliance in maintaining a sound and regular relationship with the Italian authorities and other relevant regulators and ensure the respect of the reporting to the local regulatorsCompliance Advisory ServiceProvide advice to and liaise with BJBE Management on compliance related mattersProvide advice on regulatory compliance matters to the business and the senior managementDraft and review compliance guidance and internal policies/proceduresParticipate in projects addressing new regulatory initiatives and contribute to the enhancement of regulatory processesUpdate BJBE Management in the location on any regulatory changes with relevance to their respective area of responsibilityParticipate in the new business activities process as a regulatory advisorEnsure excellent and evolving knowledge of all regulations, industry best practice and in-house policies and proceduresCompliance ProgrammeImplement and maintain all relevant global standards as defined in the Global Julius Baer Compliance Program in BJBE under consideration of the relevant local regulations and lawsAnalyse periodically the business activities in the local entity in order to assess the existing compliance risksConduct appropriate controls following the "Three-Lines-of-Defence-Model" and ensure that the number and design of controls is commensurate with the level of risks (risk based approach)Provide Management assurance by periodically testing the adherence to compliance rulesPrepare regular and ad-hoc reports for BJBE Management and Compliance Head Office with regard to the execution of compliance activities and respective outcomesYOUR PROFILEMasters degree in Economics,
Finance or LegalAt least 3 years of relevant experience in the European financial industry (audit, banking..)Good understanding of European financial laws and regulations and in particular of insurance-related rules (i.e. IDD)Excellent analytical qualities and problem-solving mind-set to define efficient compliance solutions to regulatory needsExcellent verbal and writing skills in English and Italian to prepare clear, concise reports with minimal supervision.
Additional languages are considered as an asset.Detail oriented and demonstrate a high readiness of mindAbility to work under pressure, autonomously and within a teamAbility to go along with different cultural backgroundsPersonal and socialPassionate with appetite for driving and implementing change with both a control and a service mind-setAbility to deep dive and tackle topics "hands on" when requiredAble to communicate with impact as well as build and maintain sound relationships with stakeholders locally and globallyStrong negotiatorStrong ability to define and lead the implementation of pragmatic and effective solutionsProfessional and TechnicalExperienced Compliance officer with significant experience in terms of EU regulations and Italian regulation more specifically
Significant experience in the international wealth management industry (HNWI, UHNWI)Detailed knowledge of investment services regulations with a particular focus on the insurance productsExperience in dealing with regulators and respective requestsProject management experience as leader and project memberWe arelooking forward to receiving your full job application through our online application tool.
Further interesting job opportunities can be found on our Career site.
xysqume Is this not quite what you are looking for?
Set up a job alert by creating a candidate account here.SummaryLocation: MilanType: Tempo pieno