Compliance specialist

Vedi l’offerta su Go Lavoro: golavoro.it/annuncio-lavoro/7kaol8

Responsibilities
The Governance, Controls and Compliance Risk Assessment Office has two primary missions. The Office is responsible for identifying, assessing and managing compliance risk through the implementation of the Bank’s "graduated compliance model", in accordance with applicable national regulations and the Parent Company’s policies. In addition, it performs all activities falling within its remit as the local CPLE/CTL function. Positioned as a second line of defense within the Bank’s internal control framework, CPLE/CTL performs regular review and testing of controls and processes related to sanctions compliance risk inherent to SG Group activities. CPLE/CTL tests global compliance with sanctions policies and procedures to assess if sanctions controls are properly designed and operating effectively to mitigate sanctions risks. Following its testing, CPLE/CTL publishes reports outlining its findings and tracks any issues or corrective actions arising from testing.
The main responsibilities of the SGSS S.p.A. CPLE/CTL team include:




defining the annual second-level control plan;
performing level 2 permanent controls in accordance with the annual plan and the applicable methodological guidelines, covering SGSS S.p.A.’s activities.
The Office is also responsible for providing advisory support to other corporate functions and for carrying out specific verification activities, in particular with respect to:
compliance governance and conflicts of interest;
the modalities for the provision of investment services and the performance of investment activities, limited to those for which SGSS S.p.A. has obtained the relevant authorisations or acknowledgements from the Bank of Italy and which qualify as ancillary to "Securities Services".
During your VIE mission you will be in charge of these responsibilities:
collect, review and critically analyse information from different sources, including legal, regulatory and internal procedural documentation.
support senior team

Vedi l’offerta su Go Lavoro: golavoro.it/annuncio-lavoro/7kaol8