Head of Compliance

07 set - Lombardia
Novo Resourcing

A leading global investment management firm is seeking an experienced compliance professional to establish and lead its European compliance function. This is a senior, hands-on opportunity with significant responsibility and scope to shape the firm’s European compliance framework.

The role will take ownership of day-to-day compliance and AML matters, act as MLRO, report to the Board and manage regulatory relationships with CONSOB and Banca d’Italia.

We are looking for:
• 10+ years’ EU asset management compliance experience
• Strong knowledge of relevant regulation, SGRs, UCITS management companies and AIFMs
• Experience across MiFID II, DORA, AML and cross-border passporting
• Professional fluency in English/Italian
• Confidence engaging with regulators, senior stakeholders and global teams

Please get in touch for a confidential discussion.

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