07 set - Italia
State Street
Purpose of Role:
The Advisory Compliance team seeks a Compliance Manager - Vice President to support the oversight of and provide advice and guidance related to the transformation and the target operating model of the custody business of the Italian and other SSBI Branches. In addition, the position is part of the broader Advisory Compliance team.
Key Duties and Responsibilities:
Responsible for delivering the advisory Compliance Program for the business unit in scope. Conducting regulatory requirements analysis applicable to the Target Operating Model (TOM) across relevant jurisdictions and supporting the successful and timely completion of oversight program, including the identification and resolution of risks and issues which impact the compliance program delivery, while building strong relationships with compliance and business colleagues Independently conducting assigned responsibilities within their section of the overall Compliance function and execute a range of complex tasks and analyses to support the business unit and department goals.
Providing regulatory advice for the product suite and the marketing thereof across the EU and into overseas jurisdictions. Reviewing and assessing the impact of new regulations and working collaboratively with the impacted business to implement necessary changes to comply with them. Engage in advocacy and industry discussions. Contributing to the analysis and interpretation of policies and regulations as it aligns with the corresponding business units. This includes new regulations being implemented that affect the business units. Providing challenge to the business in regard to regulatory adherence; this includes communication of required corrective actions to senior management. Identifying and escalating any potential and/or actual breaches of firm or regulatory requirements, and, if so, assisting in the development and/or implementation of remedial actions required. Responsible for support in drafting and maintaining pol
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