STAGE | Compliance
Assist the Compliance & AML Manager and collaborate with the Compliance Specialist Sr.
* To provide regulatory advice to all Departments (with assessment of the impact on the organization and processes) on Compliance issues related to Anti-Money Laundering, Criminal Acts and Anti
- corruption, Anti – Trust, Consumer Protection Law, Usury etc…;
* To ensure steady monitoring on regulations’ evolutions in order to conduct the Compliance Risk Assessment activities aimed at assessing compliance risk and the related mitigation actions;
* To establish and conduct testing programmes (and related methodologies) to assess the degree of compliance with external / internal regulations;
* To ensure the monitoring of the complaints’ handling by carrying out an ongoing analysis of the complaints data in order to identify recurring critical issues and detect adequate mitigation action;
* To ensure steady monitoring of security measures in place in order to prevent the risk of verification of criminal acts (conflicts of interest; anti – corruption; invitations and gifts);
* To ensure trainings on compliance matters to all Departments;
* To draw up and review the internal regulations and policies;
* To collaborate with Headquarter Departments in outsourcing process;
* To collaborate with Headquarter Departments in Internal Control System process;
* To collaborate with Headquarter Departments in Compliance Risk Management;
* To actively participate in compliance projects from time to time. Competences
* Basic Knowledge of VOLKSWAGEN FINANCIAL SERVICES products and services and internal procedures
* Basic Knowledge of main laws and regulations applicable to VOLKSWAGEN FINANCIAL SERVICES
* Basic Knowledge of compliance risk models
* Basic Knowledge of VWB back office activities
* Basic experience/knowledge in AML tasks/topics Personal flairs
* Open to feedback, and able to adjust to new situations #J-18808-Ljbffr
* To provide regulatory advice to all Departments (with assessment of the impact on the organization and processes) on Compliance issues related to Anti-Money Laundering, Criminal Acts and Anti
- corruption, Anti – Trust, Consumer Protection Law, Usury etc…;
* To ensure steady monitoring on regulations’ evolutions in order to conduct the Compliance Risk Assessment activities aimed at assessing compliance risk and the related mitigation actions;
* To establish and conduct testing programmes (and related methodologies) to assess the degree of compliance with external / internal regulations;
* To ensure the monitoring of the complaints’ handling by carrying out an ongoing analysis of the complaints data in order to identify recurring critical issues and detect adequate mitigation action;
* To ensure steady monitoring of security measures in place in order to prevent the risk of verification of criminal acts (conflicts of interest; anti – corruption; invitations and gifts);
* To ensure trainings on compliance matters to all Departments;
* To draw up and review the internal regulations and policies;
* To collaborate with Headquarter Departments in outsourcing process;
* To collaborate with Headquarter Departments in Internal Control System process;
* To collaborate with Headquarter Departments in Compliance Risk Management;
* To actively participate in compliance projects from time to time. Competences
* Basic Knowledge of VOLKSWAGEN FINANCIAL SERVICES products and services and internal procedures
* Basic Knowledge of main laws and regulations applicable to VOLKSWAGEN FINANCIAL SERVICES
* Basic Knowledge of compliance risk models
* Basic Knowledge of VWB back office activities
* Basic experience/knowledge in AML tasks/topics Personal flairs
* Open to feedback, and able to adjust to new situations #J-18808-Ljbffr